Private Funds (Hedge Funds)
Outsourced compliance solutions that ease operational burdens and allow you to focus on fund objectives
Delivering Compliance Solutions to Private Funds
To manage complex regulatory obligations, managers of private funds and hedge funds need specialized expertise and a framework for affordable implementation. CWI provides comprehensive solutions to meet the needed oversight of a firm’s operations, tailored to the resources and needs of the business.
Some of Our Most Frequent Private Funds services
Private Funds Compliance Program Administration
Create or review fund disclosure documents
SEC or State Registration
Annual Internal Review
Policies and Procedures Development and Updating
Form D and Form PF filings
Choose Your Path
Since you can change the service level at any time there is no pressure on getting it right at the start, but there are two approaches for clients to start with us:
Customized Outsourced Service Level Builder
When firms have a basic idea of what you want to outsource or have a budget number in mind, one phone call is all it takes working with a ComplianceWorks representative to prioritize the typical tasks for a firm like yours. There are some tasks that are very high value and others are based on the high degree of regulatory risk. As you move beyond those tasks, you now address your valuable time and where it is better spent.
For firms that want to focus on what they do not do well or have time to perform, starting with an internal review of the entire compliance program is often quite revealing and helpful. The typical review is $2500 and may be discounted if a monthly engagement soon follows. The weaknesses divulged in such a review are often a great starting point for what to assign to ComplianceWorks.
A Few Words from some of our Clients
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