While many firms are all about technological and canned solutions, ComplianceWorks is hands-on. Our consultants roll up their sleeves to help complete compliance tasks rather than just telling you what needs to be done.
Cost Effective Compliance Solutions for Financial Firms
We Are Here to Help
CWI’s mission is to provide affordable outsourced compliance services to small and medium-sized financial services firms in order to alleviate the opportunity cost paid by firms when they devote in-house resources to compliance programs. In today’s highly regulated environment, firms need to be enabled to implement programs that manage regulatory changes and evolving risks. CWI takes responsibility for all, or a portion, of firms’ compliance programs and even monitors areas not assigned to CWI. We identify where we can bring the highest value and operational efficiency by assessing what to outsource versus what to maintain in-house. You receive an ongoing program that meets your budget.
A Few Words from some of our Clients
Schedule your complimentary meeting and we'll be in touch soon!
Still wondering if ComplianceWorks is right for you?
Contact us to learn more.