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Privacy and Legal Disclosures

While this firm maintains on-going consulting arrangements with multiple financial institutions and professionals as well as other business entities, and continues to consult with and for these other business entities, ComplianceWorks Inc. will not violate the confidentiality or privacy of any party under the executed agreements.

ComplianceWorks Inc. does not offer legal advice. Our clients are always encouraged to seek legal advice from an appropriately credentialed attorney, when applicable.

Privacy Statement

ComplianceWorks Inc. is committed to your privacy and will not share any personal or private information with any third party at any time, unless required by law. If you have any questions regarding our privacy statement, please feel free to contact us by e-mail at

ComplianceWorks Inc. does not collect personally identifying information about any individual Web site user except when knowingly provided by such individual. For example, we may ask you for information, such as your name, e-mail address, and telephone when you request information, complete a survey or sign up to receive a newsletter. You always have the option not to provide the information we request. If you choose not to provide the information we request, you can still visit the Web site, but you may be unable to access certain options and services.

Use of Cookies: A cookie is a data file that certain Web sites write to your computer’s hard drive when you visit such sites. A cookie file can contain information, such as a user identification code, that the site uses to track the pages you have visited. ComplianceWorks Inc. uses cookies to track user traffic patterns throughout the Web site. Most Web site browsers automatically accept cookies, but you can usually change your browser settings to display a warning before accepting a cookie, or to refuse all cookies. However, if you choose to disable the receipt of cookies from our Web site, you may not be able to use certain features of the site. Web servers automatically collect information about a site user’s IP address, browser type and the URL that you just came from (whether this URL is on the Web site or not) and which URL you next go to (whether this URL is on the Web site or not) by reading this information from the user’s browser (information provided by every user’s browser). This information is collected in a database and used, in an aggregated, anonymous manner, in our internal analysis of traffic patterns within our Web site. This information is automatically logged by most Web sites.

To enhance your experience we may provide you with interactive communications, such as our electronic newsletters, to the e-mail address that you provide to us. Such interactive communications are provided only to those users who have expressly provided us with their permission to receive them as part of their user profile. From time to time we may provide e-mails highlighting new features, promotions or information on the Web site to those users who have expressly provided us with their permission to send such communications. We respect the privacy of our users and shall not disclose or distribute our user list to any third party.

Users may change their user profile to stop receiving newsletters or marketing material at any time by contacting us.

ComplianceWorks Inc. may disclose your personal information ONLY if required to do so by law or in the good faith belief that such action is necessary to conform to the edicts of the law or comply with legal process served on ComplianceWorks Inc. or to protect and defend the rights or property of ComplianceWorks Inc.

Your information is stored on servers located in the United States. We use procedural and technical safeguards to protect your personal information against loss or theft as well as unauthorized access and disclosure to protect your privacy. We treat data as an asset that must be protected against loss and unauthorized access. We employ many different security techniques to protect such data from unauthorized access by users inside and outside the company. However, “perfect security” does not exist on the Internet.

Do not send any information about yourself to us, including information such as your name, address, or e-mail address. We do not knowingly collect personally identifiable information from children under 13. In the event that we learn we have collected any personal information from a child under the age of 13 without verification of parental consent, we will delete that information from our database as quickly as possible.

If you have any questions regarding our privacy statement, please feel free to contact us by e-mail at