CWI ‘s mission is to provide affordable outsourced compliance services to small and medium sized financial services firms in order to alleviate the opportunity cost paid by firms when they devote in-house resources to their compliance programs. In today’s highly regulated environment, firms need to be enabled to implement programs that manage regulatory changes and evolving risks.
CWI takes responsibility for all, or a portion, of firms’ compliance programs and even monitors areas not assigned to CWI. We identify where CWI can bring the highest value and operational efficiency by assessing what to outsource vs. what to maintain in-house. You receive an ongoing program that meets your budget.
Our team of compliance experts assists organizations in understanding regulations relevant to their businesses and keeping abreast of important changes. We stay up-to-date on regulatory events so you are empowered to make necessary changes quickly and effectively. No matter the size or scale of your business, we can establish and provide ongoing maintenance of a corporate compliance program and effectively manage risk. We alleviate the opportunity cost paid when in-house human resources are devoted away from value building tasks – raising assets and clients and working with the portfolios.
Compliance Solutions for Financial Firms